การขายชอร์ตและการส่งมอบหลักทรัพย์ เพื่อการบริหารความเสี่ยงจากการทำหน้าที่เป็นผู้ดูแลสภาพคล่อง (market maker)ของบริษัทหลักทรัพย์ และการจัดการทรัพย์สินลูกค้าเมื่อเกิด internal short
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Finance, the Federation of Thai Capital Market Organizations (FETCO), the Stock Exchange of Thailand (SET), and
also set the “AI-Powered Organization” strategy to drive the use of AI for enhancing regulatory efficiency and sustainable law enforcement. The SEC also set up an AI taskforce to drive systematic and
drive the Thai fund and capital market industries toward sustainability. Mrs. Waratchya Srimachand, SEC Deputy Secretary-General, delivered the opening remarks, while Ms. Tharinee Sirichayaporn, Head of
The Securities and Exchange Commission (SEC) participated in the Declaration of Intent to drive and promote the involvement of the business sector in the Thai capital market in preserving and
CPT Holding Co., Ltd. CPT Holding Co., Ltd. (“CPT Holding”) and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market
Saishin Energy LLC. Saishin Energy LLC. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by
Real DC Co., Ltd. Real DC Co., Ltd. and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market Supervisory Board by
Beyond Securities Public Company Limited Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed
businesses and the capital market, understanding and an integrated effort is a must. Thanks to the SEC for initiating a platform for CEOs of listed companies to meet and discuss with SEC executives to drive