direct connection to the undertaking of securities or derivatives business; “intermediary” means a securities company or derivatives intermediary, excluding venture capital fund management company or inter
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
) Opportunity Day 5/ ข้อมูลผลิตภัณฑ์ Filing Other Information Tender Offer List of management who submitted the changes in securities holding report (59-2) Reports on Acquisition or Disposition of Securities (246
COMPANY LIMITED VS: VISERVE ENTERPRISE PUBLIC COMPANY LIMITED WELL: WELL MANAGEMENT CORPORATION PUBLIC COMPANY LIMITED WHA: WHA CORPORATION PUBLIC COMPANY LIMITED WINNER: WINNER GROUP ENTERPRISE PUBLIC
the company to rectify its financial condition to comply with the net fund maintenance rules as well as solve the issue of its improper and inadequate management and personnel structures and the case
(SDGs). It also brought to the fore investment management business operators, institutional investors and other capital market participants for an in-depth discussion on the Principles for Responsible
units responsible for the internal audit. - Review the risk assessment and risk management systems to oversee that they are appropriate, adequate and efficient. - Review business operating procedures to