on internal control and risk management related to SBL business which has been previously set in writing and approved by the board of directors of the business operator; (2) arrange to have in place a
Clause 9, and to process and report data on level of risks incurred in securities borrowing and lending to its executives in accordance with its internal guidelines on internal control and risk management
internal guidelines on internal control and risk management related to SBL business which has been previously set in writing and approved by the board of directors of the business operator; (2) arrange to
C.I.Group Public Company Limited C.I.Group Public Company Limited (“CIG”) prepared and submitted the inaccurate financial statement for the year 2015 to the SET and the SEC on February 29, 2016 and
Office” means a securities company’s branch office in Thailand that provides services through computer and limit its services to the scope set forth in Clause 7. Chapter 1 Full-service Branch Office and
through computer and limit its services to the scope set forth in Clause 7. Chapter 1 Full-service Branch Office and Online Branch Office --------------------------- Clause 4. It shall be deemed that the
such derivatives broker. “Online Branch Office” means a derivatives broker’s branch office in Thailand that provides services through computer and limit its services to the transaction set forth in
services to the transaction set forth in Clause 7. Clause 3. The derivatives brokers shall establish branch office only after obtain an approval from the Office according to rules prescribed herein. Chapter