2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of
the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014
follows: Clause 1 The following Notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No. Kor Thor. 18/2549 Re: Maintenance of Net Capital dated 2 May 2006 ; (2
: Clause 1 The following Notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No. Kor Thor. 18/2549 Re: Maintenance of Net Capital dated 2 May 2006; (2) Notification of
operating results with the same period of the prior year, the group’s net profits increased by Baht 7.69 million, or increased 30% due to the following reasons: 6 Months 6 Months (Unit : Million Baht) 2018
between 22 March and 16 May 2020, following the government’s measures to prevent the spread of COVID- 19. Net profit in Q2/2020 was Baht 14.5 million, dropped by 90.8% YoY, mainly due to the decrease in
SEC Office’s approved listed, therefore, for the purpose of such appraisal, the SEC office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 December
customer identity, banks must perform the following actions: (1) Face-to-face identity verification: Banks must use data from reliable sources. For instance, they must check data from a smart card reader or