with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
exchange or the derivatives clearing house; (b) the ground of occurrence under sub clause (a) as a result of performing function in a position which impacts on the suitability for performing function in the
The Securities and Exchange Commission (SEC), led by Deputy Secretary-General Mr. Thawatchai Pittayasophon, Assistant Secretary-General Ms. Pattanaporn Tripipat, Assistant Secretary-General Mr
The Securities and Exchange Commission (SEC) welcomed participants of the capacity-building program for support staff prior to their promotion to the advanced specialization level at the
Ms. Rachamarn Suchitchon, Assistant Secretary-General of the Securities and Exchange Commission (SEC), gave a welcome speech to trainees of the Mid-Level Executives of the Transport Management
______________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 35, Section 40(11), Section 41(3
Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Sections 35, Section 67
Securities and Exchange Commission No. Sor Nor. 31/2564 Re: Additional Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the
Our Ref: TL015/02 Our Ref: TL011/18 May 14, 2018 The Stock Exchange of Thailand 93, The Stock Exchange of Thailand Building Ratchadapisek Road, Dindaeng Bangkok 10400 Attention: The President Dear
Microsoft Word - ACE MDA Q3 23 - EN_R3 1 No. ACE-ACC-4/2023 14 November 2023 Subject Management Discussion and Analysis for the period ended 30 September 2023 To President The Stock Exchange of