Digital Economy and Society for consideration in cases beyond the SEC’s enforcement authority. The SEC urges the public to exercise caution when using online social media. It is advisable to
information on the misconduct of the five investment consultants. Investors are strongly advised to exercise discretion in making investment decisions and should be aware that fund products come with different
investment consultant, assigned {B} to take care of the clients as well as make investment analysis and give investment advice. {A}'s action was deemed as breach of duty and failure to exercise due care, while
รับเอกสารที่เกี่ยวข้องกับการใช้สิทธิจองซื้อหลักทรัพย์ที่เสนอขายให้แก่ผู้ลงทุนตามสัดส่วนการถือหุ้น/หน่วย (right offering) การใช้สิทธิแปลงสภาพใบสำคัญแสดงสิทธิที่จะซื้อหุ้น (exercise warrant) ในรูปแบบของ
พนักงานที่เข้าข่ายกรณีดังกล่าว เช่น การให้สิทธิประโยชน์แก่กรรมการและพนักงานในลักษณะที่เรียกว่า Cash and Cashless Exercise เป็นต้น ข้อ
sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing
delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing and lending (SBL); “Central securities
Notification: “Short sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of
) increased sales of delivery. Franchise fee income decreased from THB 21.0 Mn in the 2nd quarter of 2018 to THB 17.3 Mn in the same period of 2019, a decrease of THB 3.7 Mn or 17.6%. And for the six months
contractor’s equipment and meterials manufacture dalay delivery as well because it located in countries which still has serious of COVID- 19 outbreak. Last, due to the government preventive policy, main