SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Strategic Plan ( 4 ) Documents Adobe PDF ( 4 ) http://172.19.1.196:8983/solr/secweb/select?q=electronic property OR

=electronic property OR "electronic property" OR "electrical asset" OR "electrical possession" OR "digital asset" OR "digital possession"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field

SEC Search Search From : Home > Search > Search Results search: Documents Any Documents Microsoft Excel ( 3 ) http://172.19.1.196:8983/solr/secweb/select?q=electronic property OR "electronic property

Electronic System by 2 December 2024. The auditor expressed a qualified opinion on COMAN’s interim financial statements for the second quarter of 2024 because the auditor was unable to obtain sufficient

Consolidated net loss for the period (Q1) amount -4.57 million compare with the same period (Q1) for the last year amount -2.80 because the Company Cost of Market Development of Expanding the customer base and

22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18

strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk

Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD), and (7) providing suitability test for retail investors. The SEC also seeks public comments on shelf filing whereby a series of fundraising

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

deficiencies in CL's system for overseeing the outsourcing of an assigned freelancer for introducing customer list. CL failed to supervise the performance of the freelancer in accordance with the assigned