Commission Nor Por. 3/2559 Guidelines for Establishment of Information Technology Systems 12/09/2016 2. Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2559 Repeal of
Intermediaries 21/10/2016 01/01/2018 Notification of the Office of the Securities and Exchange Commission NorPor. 4/2559 Practical Guidelines for Business Continuity Management 21/10/2016 Contact The
Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019
the Capital Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business
guidelines for the Protective Measures Against the Spread of COVID-19 in many areas in the country caused to the postponement of film production and film right distribution which affected the revenue of the
%20Prospectus&start=0&rows=10 1 - 10 of 591 results Sort by: Relevance Date (Newest) Date (Oldest) SEC reveals guidelines to regulate digital assets issuers, related intermediaries and those who transact with
) To establish additional guidelines for designing investment policies and offering private fund services, with a primary focus on the clients' best interests in accordance with the private fund
information to PVD members; (2) To establish liquidity risk management policy for PVD: Requiring AMC to have liquidity risk management policy and tools (LMTs) for PVD, similar to the LMTs guidelines
The SEC has provided guidelines for promoting the growth of digital asset custodial wallet providers (DA custodians) by supporting them in maintaining appropriate costs. This initiative aims to