towards Sustainable Growth of Thailand" by Dr. Kobsak Pootrakool, Chairman of the Federation of Thai Capital Market Organizations (FETCO), Dr. Pakorn Peetathawatchai, President of the Stock Exchange of

Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the

- Translation - MPIC 014/2018 August 8, 2018 Subject: Notification of additional investment in Transformation Films Co.,Ltd. Attention: The President of The Stock Exchange of Thailand. The Board of

1 EFORL 031/2017 August 15, 2017 Subject: Notification the waiver of subscription right to capital increase of WCI Holding Co., Ltd. To: President The Stock Exchange of Thailand Ref: Letter no. EFORL

. The briefing focused on enhanced collaboration between the SEC and the Stock Exchange of Thailand (SET) in areas such as capital market regulation, digital transformation for a sustainable digital

Disposition Stock 35.0024 0.0189 34.9834 21/09/2021 35.0024 0.0189 34.9834   246013402109-1 UWC CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Acquisition Convertible securities 0 24.217 24.217 11/06/2021 0

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), was invited to participate in a panel discussion on the topic “How Thailand’s Capital Market Can

Bangkok, July 19, 2012 ? Joint effort of the SEC and the Stock Exchange of Thailand (SET) eventually succeed as exemption of capital gain tax from the sale of securities in the capital markets

Ref No : GENCO 010/2019 January 30, 2019 To: President The Stock Exchange of Thailand Subject

first place. The clients therefore suffered damage.The 10 investment consultants worked for five securities companies, namely: (1) Capital Nomura Securities Public Company Limited, (2) Kasikorn Securities