approved the proposed revision with the key points as follows: (1) To separate the criteria for IA approval renewal from those for IC and IP to allow for the specific determination of knowledge
include SEC Check First: information on approved service providers and products, SEC Bond Check: information on debt securities, SEC Fund Check: information on mutual funds, and IPO Fact Figure
license or approval properly. The SEC lists of licensed and approved persons are available at www.sec.or.th and SEC Check First application. Also, the Investor Alert List of entities operating business
lands to securities. In this regard, in January 2024, the SEC Board and the Capital Market Supervisory Board (CMSB) approved in principle the issuance of regulations to facilitate the use of an investment
management of GIT and conduct a public hearing on this matter to seek comments and suggestions from stakeholders and the general public. Concurrently, the SEC Board’s meeting has also approved the amendments
Commission No. Kor Thor. 14/2567 Re: Determination of Characteristics of Financial Services of Entities Who Have Been Approved to Participate in the Testing and Innovation Development Project to Support
migrated to the new structure (auto migration). The SEC Board has approved the revision to the principles. The SEC has therefore drafted 14 ministerial regulations and a notification concerning the
2: Consideration and approval of the authorization for the bondholders' representative to enter into a settlement agreement with the company in court, according to the terms approved by the
operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th
. Additionally, they all would have to apply for approval and be ready to operate under the sandbox framework, scope, and criteria. Once approved, the service period under the sandbox would not exceed 18 months