MR.CHALERMKIAT DEESAOWAPAK MR.CHALERMKIAT DEESAOWAPAK operated securities businesses of investment advisory by giving advice in the normal course of business to the public concerning the value of
Professional Portfolio International Ltd. Professional Portfolio International Ltd. (PPI) colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory
offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very
Mr. Siroj Singkham Mr. Siroj Singkham, a Chief Executive Officer of a digital asset advisory called Coindee Company Limited ("Coindee") at the time of the incident, was responsible for the
Coindee Company Limited Coindee Company Limited ("Coindee"), a digital asset advisory at the time of the incident, had duty to submit an annual financial statement of the year 2024 to the
million or 20.89% due to financial advisory fee increased of Baht 11.82 million. Finance costs Finance costs of the first quarter of the year 2020 of Baht 62.29 million increased from Baht 35.08 million
information on sufficient sources of fund and SICCO Advisory Co., Ltd., the financial advisor responsible for preparing such tender offer, is unable to verify the correctness and completeness of the submitted
administrative expenses by Baht 85 million. 3. Finance Costs, for the Third quarter and 9-month period of 2017, which consist of interest expense, bank charges and financial advisory fees increased by Baht 13
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
Advisory or an Undertaking of Derivatives Business In the Category of Derivatives Investment Advisory ______________________ Whereas nowadays the giving of advice on the value or the suitability of