ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 31/01/2013 - 12/02/2013

ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 20/07/2009 - 28/07/2009

Following the referrals from the Stock Exchange of Thailand (SET) in 2018 – 2019 and the SEC’s further investigation, it was found that the 17 offenders were connected through personal relationships

Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives

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ecosystem to ensure that investors have sufficient knowledge and understanding of the subordinated perpetual bond by (1) revising the risk acknowledgment form for clearer and easier presentation including

Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008)

1 (Translation) No. 51/2019/050 17 October 2019 Subject: The Lease of Assets to CPN Retail Growth Leasehold REIT (“CPNREIT”) To: The President, The Stock Exchange of Thailand Enclosure: Information

Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand

Offering for Sale of Certificates Representing Interest from Underlying Securities by the Subsidiary of the Stock Exchange of Thailand