investors and companies managing assets for investors locally and overseas. This in turn will help to create a favorable environment for good corporate governance and encourage responsible business operation
digital assets continue to grow, the ACMF has agreed to strengthen regional collaboration in this sphere, with a view towards addressing potential risks and ensuring market resilience.The ACMF
possession, nor did she return the borrowed money to the client as agreed.The misconduct of Nutnicha was failure to perform duties honestly by committing wrongful acts against clients’ assets, which was a
the two Indonesian mines due to the fact that during July ? September 2017 EARTH had used the advanced payments, the payment for the right to purchase goods, and other assets in exchange for the mining
the prevention of the transfer of property enabling the collection of assets of offenders or defendants to pay civil fines or pay compensation according to civil sanctions measures which will achieve
other assets instead of cash (pay in kind); 2. Fund governance: e.g., revising the composition, qualifications, roles and responsibilities of the fund committee, enabling employers to automatically
benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
and REIT holders? right to approve an acquisition or disposition of key assets and related-person transactions. Key persons in establishment and management of REITs include (1) REIT manager which may
; although the customer had never invested in a mutual fund before and could not afford to lose the principal, {A} allocated almost half of the customer's total assets in a mutual fund of a higher risk level
and adequate risk diversification. Provident funds will be allowed to invest up to 15% of net asset value of each fund or each policy in alternative assets, for example, commodities fund, instrument of