past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market

received from committing the offense, which is the highest legal penalty specified by law, at the amount of 16,288,454 baht, (2) a compensation for the benefits that the defendant received or would have

seven days or by 5 March 2018.   While being IFEC chairman, Wichai failed to have the company clarify to the SET the issue of B/E default circulated in the news at the time, which has caused IFEC to be

case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

launch of our new microsite, Gender Corner (https://www.sec.or.th/TH/Pages/GenderCorner/homepage.aspx), which will serve as an accessible-to-all community supporting gender equality of listed companies

previous assessment, which was 96.60 points.Ms. Ruenvadee Suwanmongkol, Secretary-General, the Securities and Exchange Commission (SEC), said: “With the increasing importance of sustainability and digital

project, auditors will be classified into 2 groups: (I) auditors for companies in capital market and (II) auditors for companies to be listed on SMEs board which will be launched in the future for

.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action

item at the 6th Annual Meeting of the ASEAN Audit Regulators Group (AARG) which was held in Singapore on 26 Aug 2016. Hosted by ACRA, the meeting was attended by over 100 participants. This included

research which is undoubtedly beneficial to investment decision, securities company and listed company. All respective market participants must seek closer cooperation for investment research quality