standards by focusing on the quality assurance of audit firm?s internal procedures. As a result, the quality of supervision on auditor in the capital market has become well-accepted from the EU, World Bank
million baht loan granted by Krung Thai Bank Plc. ("KTB") to the M Group Plc. ("TMG"), the company of which Sondhi is a shareholder. Entering into the loan guarantee agreement with KTB without seeking
giving of information advice to investors. The SEC notified the survey?s result to the Thai Bankers? Association and urged asset management company that appointed commercial bank as its selling agent to
board had approved IEC to enter into contract to guarantee loan for The M Group Plc. with Krung Thai Bank Plc. He eventually entered into such contract on behalf of IEC, which was beyond his authority
offer the online consultant services from now on. ?The SEC aims to support the better quality of life and the opportunity to make investment grow for the Thais. Savings through bank deposits alone may not
Exchange Commission of Cambodia, Mrs. Vathana Dalaloy, Secretary-General, Securities and Exchange Commission Office of Lao PDR, Mrs. Thida Myo Aung, Deputy Director-General, Central Bank of Myanmar, Mr
ACMF has been working with the Asian Development Bank (ADB) where a needs analysis has been undertaken to guide the development of tailored capacity building programmes for members individually and
Bangkok, October 18, 2012 ? The SEC and the Asian Development Bank today co-hosted a seminar on ?Financial Literacy: Road to the Nation?s Prosperity? to update the SEC implementation of its financial
submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had