Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore sanctioned three investment consultants as follows: 1. Suspended {A} from her
, Victor, was deemed as failure to properly supervise his subordinates to prevent them from any action in violation of or in contravention to law on securities and exchange or notifications promulgated under
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
and prepare report relating to short selling as stipulated by the Notification of the SEC Office. Clause 9 All Notifications of the Office of the Securities and Exchange Commission, orders and circulars
the information and prepare report relating to short selling as stipulated by the Notification of the SEC Office. Clause 9 All Notifications of the Office of the Securities and Exchange Commission
Office. Clause 9 All Notifications of the Office of the Securities and Exchange Commission, orders and circulars issued under or prescribing guidelines for compliance with the Notification of the
supporting the giving of advice for at least two years from the date on which such advice is given in Thailand. Clause 8 All notifications, orders and circulars issued under or prescribing guidelines for
documents supporting the giving of advice for at least two years from the date on which such advice is given in Thailand. Clause 8 All notifications, orders and circulars issued under or prescribing