case also involves seeking unlawful gains and consenting to the omission of the B/E transaction records, which caused inaccurate preparation of KC accounting records. The aforesaid four executives are

previous assessment, which was 96.60 points.Ms. Ruenvadee Suwanmongkol, Secretary-General, the Securities and Exchange Commission (SEC), said: “With the increasing importance of sustainability and digital

project, auditors will be classified into 2 groups: (I) auditors for companies in capital market and (II) auditors for companies to be listed on SMEs board which will be launched in the future for

.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action

item at the 6th Annual Meeting of the ASEAN Audit Regulators Group (AARG) which was held in Singapore on 26 Aug 2016. Hosted by ACRA, the meeting was attended by over 100 participants. This included

research which is undoubtedly beneficial to investment decision, securities company and listed company. All respective market participants must seek closer cooperation for investment research quality

guidance on the application of the GBP, as well as to enhance transparency, consistency and uniformity of ASEAN green bonds which will also contribute to the development of a new asset class. The newly

audit firms in the region which will result in enhancing the confidence in the capital market, in the quality and reliability of audited financial statements.?Mr Langgeng Subur, Head of PPPK (Indonesia

Thai capital market.?Adopting the global trend of ethical and responsible investment management and protection of clients? interest, the I Code consists of seven principles, two of which have already

investment advice, was negligent in supervising work control and compliance at the branch, which consequently led to inappropriate investment as far as the client's demand and risk profile were concerned. The