securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or
. Jomkwan Kongsakul and Mr. Anek Yooyuen. They shared perspectives on various aspects of the SEC’s three-year strategic plan, which continues to focus on proactive initiatives to enhance confidence in
sector.It was Thailand’s 11th annual Ring the Bell for Gender Equality event -- part of a global campaign in which more than 110 stock exchanges worldwide advocate for women’s empowerment in the workplace
refuses to give consent to the sanctions, the SEC will submit the case to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be
refuses to give consent to the sanctions, the SEC will submit the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which
Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC in (1) and (2). In all cases, the civil penalties and the compensations for the
2), which are intended to be listed for trading on a licensed digital asset exchange, must obtain approval for their offering from the SEC and disclose information as required. This includes filing
the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. In all
the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. In all cases, the civil monetary penalties and the compensations for the
risk adjustments, not less than the specified amount; (2) Net Capital Ratio (NCR), which is the ratio of NC to general liabilities (total liabilities and financial derivative liabilities minus special