to deposit property as initial margins in the amount not less than the rate or value prescribed by the derivatives exchange or the value calculated under the method of margins calculation prescribed by
”, please specify __________________________________________________ _____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or
”, please specify __________________________________________________ _____________________________________________________________________ Page 8 of 9 Form 35 – HK-TH MRF 2. I/We am/are not currently being
://publish.sec.or.th/nrs/9697p.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and
is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets https
as it has not been approved by the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7342 SEC reveals one more digital asset business operator requesting to operate as digital asset exchange, in
During the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not provide management http://market.sec.or.th/public/idisc/en
/esubmission_report_list_phase2.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities
the interests of beneficiaries and clients. Asset owners may wish to ensure that remuneration frameworks do not unduly constrain their ability to https://www.sec.or.th/cgthailand/TH/Documents/Assessment
-MRF_SFC-Circular_15Nov22.pdf tracking ETFs including physical gold ETFs16. 3. The Thai Covered Fund’s net exposure17 resulting from the investment in derivatives must not exceed 100% of the fund’s net asset