Bangkok, July 23, 2013 ? The European Commission ("EC") announced its decision to recognize Thailand auditor oversight under SEC?s supervision as equivalent to those of the European Union ("EU
Bangkok, July 31, 2013 - The SEC suspended three investment consultants of ZMICO Securities Co., Ltd; two-month suspension on {A} and {B}, and one-month suspension on {C}. In this connection, the
Bangkok, September 10, 2013 ? The Securities and Exchange Commission (SEC) and the Association of Investment Management Companies (AIMC) agree on introducing investment risk management guideline and
Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line
Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following
Bangkok, September 24, 2013 ? The SEC jointly with 13 alliances today signed a memorandum of understanding (MOU) to implement the ?Financial Literacy: Road to Thailand?s Prosperity? project which
Bangkok, November 9, 2010 ? The SEC Board Meeting No. 14/2510 today passed a resolution permitting foreign exchange traded funds (ETFs) to be listed on the Stock Exchange of Thailand (SET) on the
Bangkok, November 18, 2010 ? The Settlement Committee imposed a fine of 333,333.33 baht on Kajonchai Ngamvorarojsakul for aiding or abetting the manipulation of Focus Development and Construction Plc
Bangkok, November 8, 2010 ? The SEC has announced that the tender offer for the purchase of securities of Eastern Printing Plc. (EPCO) via Form 247-4 as collectively submitted by P Plus P Plc. (PLUS
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and