licenses in operating digital asset businesses, please download the related notifications at https://www.sec.or.th/mpublish/digitalasset/digitalasset.html ________________________
, please submit the document at SEC and download the related notifications at https://www.sec.or.th/digitalasset________________________ *News Release No. 75/2018Digital asset business operators are as
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant
Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which has replaced the first two notifications above.
been promulgated in replacement of the said two notifications.
Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which
(2003), and the Notifications issued by virtue of such laws regarding management in the manner of deceit, fraud, dishonesty 7 relating to offence against property, or lacking due care, loyalty or practice
to his lack of qualifications or his prohibited characteristics pursuant to the law regulating such business operators and the notifications issued by virtue of the said law, such person shall be
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial