TMB Bank Public Company Limited (TMB). According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa

years and 10 million baht within four years, and (3) requiring REIT managers to report the maintenance of capital to the trustees.The consultation paper can be found at https://www.sec.or.th/TH/Pages

share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low

to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a

investors can better understand the fund features and investment risks. Meanwhile, rules on selling practice of investment consultants have been revised accordingly.The consultation paper can be found at

statement later. In case investors do not want the full prospectus, they must be given the summary of key investment information. The consultation paper can be found at https://www.sec.or.th

Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as

. The consultation paper can be found at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to make comments and give suggestions via SEC’s website, or facsimile at 0-2263-6203 or 0

such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members

investment in such digital tokens. In case of possible tips on suspicious undertaking, please contact SEC Help Center via www.sec.or.th or Hotline 1207. If possible violation of other laws is found, the SEC