shares through Ziriwat?s securities trading account. Their actions were considered as taking an advantage over other investors due to their use of non-public information on Pulto LNG Project value where
decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of mutual fund investment units must include mutual fund?s significant information for investor?s
client's order and failing to perform in accordance with the client's order.Following a client complaint report filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A}'s
internet trading system. On that date, the SSI opening price was at 0.37 baht and remained unchanged until {A} started trading. His trading inflated the SSI share price to 0.41 baht, the highest level of the
Bangkok, November 10, 2011 ? The Securities and Exchange Commission has passed a resolution at the monthly meeting No. 12/2011 allowing amendment to the regulations governing local and foreign credit
standalone financial statements of Q4/2016 through monthly financial statement of January and February 2016. The information is material to changes in the prices of PTL shares which has not yet been disclosed
Mr. Teeradej Jarutangtrong Mr. Teeradej Jarutangtrong knew or possessed inside information related to Phol Dhanya Public Company Limited (PHOL)’s Q4/2016 performance, while he was the chairman of
of TRUE about (1) the National Broadcasting and Telecommunications Commission (“NBTC”) imposed True Move Company Limited (“True Move”), a subsidiary company of TRUE, to submit Baht 3,381.95 million of
would significantly worsen disclosed by Mrs. Chatkaew Gajaseni. Subsequently, during 3 September 2018 to 6 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November
Mrs. Darunee Phu-ngoen Mrs. Darunee Phu-ngoen (or Darunee Jaihant), personal assistant to Mr. Suthisak Lohsawat, former director and chief executive officer of Agro Industrial Machinery Plc. (AMAC