whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
SEC, prepare and keep account of such advances. The item and amount of asset as indicated in the account under the first and second paragraph are presumed to be correct, unless proven otherwise.
: Investment and Holding of Assets for a Fund dated 17 July 2006: “In preparing the information required under the first paragraph in respect of the provident fund with multiple investment policies, management
, No. SorNor. 28/2549 Re: Investment and Holding of Assets for a Fund dated 17 July 2006: “In preparing the information required under the first paragraph in respect of the provident fund with multiple
cases, the securities company shall comply with Advertising Rules as prescribed under Chapter 3. Chapter 2 Advertisement which must be approved ------------------ Clause 6. The following advertisement
which must be approved by the Office prior to distribution. (UNOFFICIAL TRANSLATION) 3 Clause 5. To advertise, in any cases, the securities company shall comply with Advertising Rules as prescribed under
where the application for establishment and management of the mutual fund has not been approved by the Office, the company shall state in the advertisement that the mutual fund is under the Office’s
not been approved by the Office, the company shall state in the advertisement that the mutual fund is under the Office’s consideration for approval of establishment and management. Clause 4. The
43, 81 369 Munich. Incorporated under the laws of: Germany Type of business: Hotel management service Registered capital: EUR 4,700,000 or equivalent to Baht 180,198,000 (divided into 4,700,000 shares