://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=684. Stakeholders and interested parties are welcome to send comments or suggestions by 26 January 2021 via the website or e-mail to kris@sec.or.th or nichap
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
they incompletely recorded client's securities or derivatives trading orders due to their receipt of such orders via mobile phone. The SEC therefore publicly diclosed their inappropriate behavior and
savings via start-to-invest application and the financial management tips website www.จัดการเงินเป็น.comMoney Expo Bangkok 2016 runs from May 12 ?15. The SEC Café Working Space is located at Booth N8
found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
savings via start-to-invest application and the financial management tips website www.จัดการเงินเป็น.com Money Expo Bangkok 2016 runs from May 12 ?15. The SEC Café Working Space is located at Booth N8
evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of
shareholders? rights and investors? decision making. THL must submit the report of the special audit to the SEC within December 9, 2011 and disseminate it to the public via the Stock Exchange of Thailand
report from Phatra Securities Plc. that {A} failed to record many securities trading orders of his clients. {A} admitted that he took such trading orders via mobile phone.Failure to record client's