established by the intermediary in order to comply with such criteria. Such measures shall at least control that the outsourcee shall not process any characteristics whereby there is a reason to believe that
intermediary in order to comply with such criteria. Such measures shall at least control that the outsourcee shall not process any characteristics whereby there is a reason to believe that there are weaknesses
practicable date, the aggregate amount of outstanding indebtedness that is senior to the subordinated debt securities. Also, disclose whether there is any limitation on the creation of additional senior
such person’s behaviors are not prohibited characteristics as specified in Clause 4 if there is no reasonable ground to believe that the granting of an approval for such person to act as a mutual fund
at the end of each month to the client within the seventh day of the following month, except there is no transaction which affects the movement or change of the assets under custody of the securities
the client within the seventh day of the following month, except there is no transaction which affects the movement or change of the assets under custody of the securities company. In case the client
prescribed under the said notifications except for a case where there is difference in procedures which does not result in any material change of the qualifications stated in the application. Clause 26 Any