disclosed the the report (Form 59-2) to the SEC office on March 20, 2020 which means Mr. Phongthon failed to prepare and disclose the report within the period specified in the notification of the Capital

, Mr. Vasin prepared and disclosed the report (Form 59-2) to the SEC office on October 8, 2020 which means Mr. Vasin failed to prepare and disclose the report within the period specified in the

However, Mr. Raj failed to prepared and disclosed the report (Form 59-2) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 1/2025

. However, Mr. Niran prepared and disclosed the report (Form 59-2) to the SEC office on 2 April 2020 which means Mr. Niran failed to prepare and disclose the report within the period specified in the

February 2022 and 23 February 2022 respectively, which means Mr. Ratch failed to prepare and disclose the reports within the period specified in the notification of the Office of the Securities and Exchange

failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act S.59 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 24/2025 Dated 11

to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act S.59 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 25/2025 Dated 11/03

June 26, 2024 which means Mr. Pavin failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act S.59 Settlement Committee Meeting No. 2/2025

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL'

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were