broker which use such service as specified in the first paragraph shall notify details relating to scope of using back office service to the Office not less than fifteen days before using such service
of work relating to provision of securities services, securities operation or research on securities or capital markets or other similar lines of work, regardless of whether the operation of such line
Section 97 of the Securities and Exchange Act B.E. 2535 (1992) , which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section
Section 97 of the Securities and Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section
Exchange Act B.E. 2535 (1992), which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 35, Section 36, Section 45, Section
shall at least be the head of the department or a person holding any equivalent position otherwise called under a different name but in charge of a line of work relating to the derivatives business
) management of information relating to clients’ assets . Clause 7 In undertaking custody of clients’ assets , a securities company shall proceed as follows: (1) give information and have its clients sign for
relating to clients’ assets. Clause 7 In undertaking custody of clients’ assets, a securities company shall proceed as follows: (1) give information and have its clients sign for acknowledgement of
the transaction relating to assets and services (Type 4) which is an acquisition of ordinary shares in TBSP (a subsidiary of the Company and the Company is the major shareholder holding 77.74% shares in