the notification of the Capital Market Supervisory Board governing prohibited characteristics of personnel in securities businesses. Clause 6. In applying for approval for investor contact, the
including any executive in charge of accounting and finance whose position is the department manager or equivalent and higher; (11) “securities business personnel” mean personnel in securities business under
from Dusit Thani College and the increase in share of losses from investment in Dusit Hospitality Education Philippines Inc. from increase in personnel cost in preparation for new college opening in 2019
compliance with law establishing such legal entity or law controlling business undertaking of such legal entity; (4)3 being able to show that capital market personnel performing one of the following duties has
legal entity or law controlling business undertaking of such legal entity; (4)3 being able to show that capital market personnel performing one of the following duties has qualifications and does not have
institution: O yes O no 6.15 Pending under the period prescribed by an order of the Office to be suspended, revoked or prohibited to perform the duties of personnel in securities business or derivatives
suspended, revoked or prohibited to perform the duties of personnel in securities business or derivatives business in any position or nature of work: O yes O no 6.16 Pending under the period prescribed by an