investors about STARK’s financial condition and business operation. At the time of the incident, Chanin held the position of President, Sathar held the position of Chief Financial Officer, Company Secretary
. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures. In considering the appropriate administrative sanction, SEC takes into
suspended from trading on the SET since 12 January 2017. This incident, however, worked for Wichai's benefit because his IFEC shares of more than 57.46 million used as the collateral for the his margin
client. From records of investment advice, trade order instructions and confirmations between {G} and the client after the incident, she admitted making securities buying decision on behalf of client and
one of the key duties of the audit committee is to review financial reports, internal control systems and suspicious transactions. If the incident in this case was found, the audit committee should
; 2.12 การบริหารจัดการเหตุการณ์ที่อาจส่งผลกระทบต่อความมั่นคงปลอดภัยของระบบสารสนเทศ (information security incident management) 2.13 การบริหารความต่อเนื่องทาง
(please specify) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 9.For reporting in the event of the acquisition or
( ) Warrants 8.3 Others (please specify) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 9.For reporting in the event of the
) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 9.For reporting in the event of the acquisition or disposition of shares