an exemption to the case where the custodial services provided by digital asset issuers, which involves keeping only the issued digital asset on behalf of their clients, does not fall within the

reasons, as an additional report, which is approved by the company’s board or audit committee. The SEC is confident that business operators’ implementation of this manual would not only help them achieve

savings and investments for quality living at each stage of life until retirement, including ability to diversify investment appropriately, incur only necessary and repayable debts for improving quality of

rehabilitation process only upon the court’s formal acceptance of the rehabilitation petition for consideration.   The Notification specifying the above regulations* has been published in the Government Gazette

, funding portals are responsible for disseminating such information and updating investors on any developments;          (2) Requiring CFD issuers to report entering the business rehabilitation process only

submission system provided by the SEC. For REIT managers that are not mutual fund management companies, the submission shall be made through the SEC’s electronic submission system only.  The public

account. By providing the required information only once via the standard single form, investors will have more convenience in opening investment accounts of all types of capital market product, for

) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses

COVID-19The first session will kick off on 30 April 2020 from 10.00 hours onwards. SEC expects to see the society, the business sector and all other sectors leverage FinTech not only to cope with the

be in compliance with the rules, conditions and procedures as prescribed by law. Currently, only government debt instruments and investment grade debt instruments are eligible for repo agreement