perform duties relating to the custody of mutual fund assets; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Office
the duties similar to fund manager. (2) Specific Rules (a) Being a manager of the management company or holding any position from second to manager down to department director whose role is responsible
regulator, which is accepted by the Office, to perform the duties similar to fund manager. (2) Specific Rules (a) Being a manager of the management company or holding any position from second to manager down
------------------------- Approval of Securities Offering Others Securities Issuance Approval/Disclosure/After Sell Duties for ESOP Approval/Disclosure/After Sell Duties for ESOP of Foreign Companies Filing of the registration