conjunction with 33 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 70/2024 Dated 26/09/2024

scope of work. In addition, CL did not inform the SEC about the outsourcing. SEC Act S.100 in conjunction with 113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025 Dated

compliance unit ("Head of Compliance") by the date specified in the notification. However, CoinsTH appointed a new Head of Compliance on May 2, 2024. DAB Act S.94 in conjunction with 30 Settlement

failure to give instructions which is a duty required to be performed. Later, TTCL submitted the rectified annual report for the year 2020 (Form 56-2) on 28 February 2022. SEC Act S.300 in conjunction

2022. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 17/2025 Dated 11/03/2025

Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting

for the crowdfunding debentures, which were due on February 8, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction

for the crowdfunding debentures, which were due on December 4, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction

conjunction with 57(6) Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 48/2025 Dated 25/04/2025

September 9, 2024. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 52/2025 Dated 30/05/2025