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Code of Ethics. Additionally, the e-training aimed to raise awareness in alignment with ethical standards to foster stakeholders’ trust and confidence. It was part of the measures for strengthening
the Securities and Exchange Act B.E. 2535(1992) (SEA) in conjunction with Section 83 of the Penal Code. The DSI and public prosecutors probed into the case and decided to pursue charges against them
project and the commitment made with the unitholders concerning the Rules on maintaining portfolio duration. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code Settlement Committee
Code Criminal Complaint Filed with an Inquiry Official Dated 18/05/2016
public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry
prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18
with 244 and 243(2) in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 14/09/2016