to open up new business opportunities for asset management companies to expand investor bases and enrich the types of financial products offered to investors in both markets. In addition, this joint
-1 One Report. Also, the registration statement for securities offering of both Thai and foreign companies has been revised to be in line with Form 56-1 One Report, which is required to be prepared
protection for safety of his/her life and property. SEC invites public comments on the proposed witness protection measures that will be added into 4 Acts* administered by SEC. The Agency will, in addition
loss in the fourth quarter of 2016. Apichart then sold 3,529,800 ICHI shares in his account during 10 - 20 January 2017 before ICHI reported its financial statements for the year 2016 to SET on 23
Bangkok, 28 February 2018 ? The SEC is seeking public comments on the proposed exemption from filing the application or the registration statement for the offer for sale of shares issued by social
Bangkok, 7 February 2018 ? All of the 26 members of the Association of Asset Management Companies (AIMC) have declared their intention to adopt the Investment Governance Code (I Code) for
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the
information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data can be obtained by means of code-writing for direct data query. SEC anticipates that
Bangkok, 8 December 2017 ? The SEC has granted Pace Development Corporation Plc. (PACE) the request for postponing the submission of the clarification regarding the assumptions used in the fair value
Bangkok, 1 December 2017 ? The SEC is giving more focus to the regulation-for-growth approach to meet the demands of the public and all sectors of market participants more appropriately.Mrs