Exchange Commission No. SorNor. 21/2551 Re: Acts that may Create Conflicts of Interest on Fund Management and Protective Rules (No. 2) -------------------------------- By virtue of the Section 126(1) of the
of the Office of the Securities and Exchange Commission No. SorNor. 21/2551 Re: Acts that may Create Conflicts of Interest on Fund Management and Protective Rules (No. 2
. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the
Exchange Commission No. SorThor. 49/2549 Re: Rules on Exemption from Appointment of Independent Director of Securities Companies -------------------------------- By virtue of (1) The second paragraph of
of the Office of the Securities and Exchange Commission No. SorThor. 49/2549 Re: Rules on Exemption from Appointment of Independent Director of Securities Companies -------------------------------- By
”, “subsidiary”, “connected person”, “registration statement”, and “ electronic data” shall have the same meanings as specified in the definitions prescribed in the Notification of the Securities and Exchange
”, “registration statement”, and “ electronic data” shall have the same meanings as specified in the definitions prescribed in the Notification of the Securities and Exchange https://www.sec.or.th/EN/Documents/ESOP
shall be listed and traded exclusively on the Stock Exchange, and additional investor protection measures shall be implemented, such as investor education initiatives, confirmation of investors