offering in the shareholders’ meeting notice for the benefit of investors’ decision making. The main purpose is to enhance protection for the existing shareholders and prevent offering of benefits to any
, and require the service users to disclose information on their digital asset wallets for the purpose of identifying the account owner. In addition, on 4 November 2021, the SEC Board Meeting No. 17/2564
where debt issuers have used the channel for offering to a limited number of investors for the wrong purpose by extending such offer to high net worth investors who knew little information on the issuer
A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people
enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business
accounts started and increased considerably in volume during the period when the acquisition of KARAT shares for the purpose of business takeover became apparent. The four persons obtained over B10 million
liquid capital rule applicable to securities company for the purpose of ensuring confidence in trading system. The rationale for the new requirement is that obligation to make delivery of or payment
member; (6) the asset management company must invest in prescribed assets and regardless of whether direct or indirect investment, conform to prescribed investment ratio for the purpose of
facilitating the exchange of information for the purpose of law enforcement, elevating capability and quality of capital market personnel, and enhancing bilateral cooperation to promote business growth and
residing in Thailand that PPI solicited the complainant to transfer overseas pension to make investment under PPI's advice and management for the purpose of tax benefits and long-term returns. The