concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of
and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of Securities and Exchange Commission concerning Maintaining Net Capital. 5 the amount
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summed up to shareholders’ equity. 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the