the SEC team are scheduled to make a field visit and have a meeting with the management team of Luxembourg Green Exchange (LGX) regarding the information platform established by Luxembourg Stock

regulatory mapping exercises whereby a common ground has been established on 3 January 2020 regarding mutual recognition of funds. At the preliminary stage, both parties agreed on cross-border offerings of

explain the types of risks and returns for investors and promote investor education regarding subordinated perpetual bonds via various channels.    The consultation paper is available at https

derivatives business operators to make inquires and request advice or recommendations regarding business operation. The center will also accommodate coordination and progress updates on the end-to-end basis

on the proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market is available at https

allowed to give advice to investors regarding capital market products with non-complex features.  

Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange

regarding securities trading. The case was subject to a civil sanction, was filed with the Civil Court, and was the first legal case adjudged by the Court’s final decision. The whole process, from the

market business including intermediaries* are a key mechanism for addressing issues regarding development of a sustainable capital market for the benefit of investors, issuers and the capital market at

SEC has held a public hearing regarding the notification of “digital asset advisory service” and “digital asset fund managers” as new digital asset businesses during 8 July 2019 – 20 August 2019