customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as

accordance with the specified qualifications and prohibited characteristics.  In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training

derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015.  The draft amendments have

” : This term includes (a) the Issuer’s directors, (b) key executives, and (c) any other such equivalent person as directors, managers or persons holding the four highest positions on the management level

meeting notice concerning the calculated impacts of the proposed capital increase on the shareholders, and the lack of clarity in the objectives of the capital increase. Since this case may affect the

In April 2024, the SEC published a public hearing on the proposed principles and draft amendments to the regulations on sustainability-themed ICOs, i.e., green token, social token, sustainability

Supervisory Board (CMSB), at its meeting No. 7/2567 convened on 16 July 2024, passed a resolution approving in principle the proposed amendments to the Thai ESG regulations to accommodate the government’s

Earlier, the SEC Board passed a resolution approving in principle the proposed regulations related to ICO Governance, which aim to ensure adequate and appropriate mechanisms for protecting investors

services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions

percent voting rights of the total sold shares.   In this regard, IFA has an opinion that the SUSCO shareholders should not approve the proposed transaction this time due to inadequate conditions in the