securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of
business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of investors based
be repealed. Clause 2. In applying for approval and renewal of private fund custodian, an applicant shall submit an application in accordance with Form 135-1 together with supporting documents as
inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and
quarter of 2019 continued to expand driven mainly by domestic demands. Private consumption expanded in all categories supported by the improvement in purchasing power from the rise in farm and non-farm
assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. “Office” means the Office of the Securities and Exchange Commission. Clause 2. Giving advice in the
persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re: Characteristics of
management of assets of any persons under (1) to (7) in the form of private funds, provident funds or mutual funds. 1 Added by the Notification of the Securities and Exchange Commission No. KorKhor. 45/2549 Re
category of mutual fund investment management or securities companies licensed to undertake securities business in the category of private fund investment management, as the case may be. Clause 2 The