Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information
instance, fund management may be outsourced up to 20% of AUM of each asset management company and must be clearly disclose in the prospectus. In case of private fund management, consent of the client is
regulations on securities allotment to related persons of issuing companies such as directors and executives, providing that the issuing companies must clearly define the portion to be allotted to the related
convenience to the users. Its enhanced navigation and functionality will enable visitors to connect to top hit social networks, while the data re-classification will clearly illustrate the SEC?s roles and
and the total sum of principal and interest shall be Baht 54,569,347.12. 4. Total value and criteria used in determining a transaction’s total value The total amount of financial assistance to connected
bondholders’ representative; (2) Adjusting the principal repayment schedule from a partial repayment of 25 percent of the bond value on the issuance date to a full repayment of the outstanding principal on
interest, as specified in the notice from the bondholders’ representative; (2) Adjusting the principal repayment schedule from a partial repayment of 25 percent of the bond value on the issuance date on 9
Markets” โดยมีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวเปิดงานสัมมนา และได้รับเกียรติจากวิทยากรผู้เชี่ยวชาญจากต่างประเทศ ได้แก่ Mr. Donghyun Park, Principal Economist, Economic Research and Regional
per annum, with the promise that the company would repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expired. At the time of the inspection
judgment in relation to Suree that she was an aider and abettor rather than a principal, and thus sentenced her to a four-month imprisonment and a fine of 133,333.33 baht for the violation which occurred