the client’s investment suitability test and ordered {B} to open a fund account under the client’s name as well as withdraw 1 million baht from the client’s savings account to buy such funds. {A
consequently ordered by the Revenue Department to return the received tax benefits and pay a fine. In this regard, TMB paid a compensation to the client for the money paid to the RD; (2) In the case of {B
information was insufficient for identification or verification.In addition, as the head of the company's Anti-Money Laundering Committee, he failed to take action when certain clients ordered transactions
trading orders through email, investor contact should confirm such orders by taping phone conversation to ensure that the client has actually ordered to trade securities for record keeping."
SEC therefore ordered the company to review and reinforce its relevant systems. Meanwhile, the SEC will consider further appropriate measures in due course. In this regard, the institutional clients
ด้าน ต่าง ๆ ของบริษัทจดทะเบียน ซึ่งรวมถึงการเปิดเผยข้อมูล other activities and directorships held by board members, including on their primary employment ท้ังนี้ ไทยยังไม่ได้รับคะแนน ในข้อดังกล่าว
are 2 primary reasons which lead gross profit margin to be increased. First, management decided to renew the contracts with the projects that have appropriate gross profit margin only. Second, solar
mainly due to (1) the dividend payment decreased in the amount of THB 113 million. Financial Ratio Analysis Financial Rate 31-Dec-17 31-Dec-16 Primary Profit Rate (Percentage) 45.3 44.7 Net Profit Rate
, which decreased by THB 77 million mainly due to (1) the dividend payment decreased in the amount of THB 113 million. Financial Ratio Analysis Financial Rate 31-Dec-17 31-Dec-16 Primary Profit Rate
primary consideration the interest of other investors. Clause 12 An intermediary in the category of mutual fund management or private fund management shall disclose, prepare, deliver and maintain