report on such changes to the Office as per Form 117-7 attached to this Notification within fourteen days from the next following date after such information has changed. Clause 6. The management company
the date of submission of the application, such applicant shall be exempt from such qualifications under (3) and (5). However, such exemption shall apply to only one applicant for each management
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Method Number of shares issued to pay for assets All the Company’s issued and paid-up shares Impossible to calculate as no shares were issued for the purchase 8. Opinion of the company’s audit committee
Company’s assets 1.01 4. Aggregate Value securities Method Number of shares issued to pay for assets All the Company’s issued and paid-up shares Impossible to calculate as no shares were issued for the
Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold derivatives who was legally undertaking business under the
thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold derivatives who was legally
name of the umbrella fund ________________________________________________________________________ 1 Legal entity refers to the legal form of Thai CIS. CIS in Thailand is set up as a legal entity
maintain such evidence complete and up-to-date for at least five years from the transaction date and the maintenance of such evidence during the first two years shall be in such a manner that can be promptly