SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

statements every six months, from once a year, (4) improving the characteristics of the summary of important information of bonds, which are called “factsheets”, to become more precise, concise, attractive

 informed and to pay attention to the importance of personal data protection in order to boost public confidence and trustworthiness in Thai capital market. In addition, SEC has prepared our organization

Exemption for Preparation and Disclosure of Securities Holding of Executives of Financial Institution Closed by the Financial Institution Reform Committee Order

Mr. Chusak Ruentip Mr. Chusak Ruentip failed to comply with the competent officer's order to testify. The public prosecutor issued a prosecution order against the accused; however, attempt to

Mr. Todsapon Buachaiyo Mr. Todsapon Buachaiyo failed to comply with the competent officer's order. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic

, having information and research for consideration would facilitate the implementation of SEC’s policies on development and supervision of the capital market to be more precise and reach the result as

Mr. SomChai Kurujitkosol The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.287 Criminal Complaint Filed with an Inquiry Official Dated 17/06/2009

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. dishonestly deceived the investors by asserting false statements in order to induce the investors to believe that the