. Thawan Ruyaporn, President of Lawyers Council of Thailand under the Royal Patronage noted: “Lawyers Act, B.E. 2528 states that one of the important objectives of Lawyers Council under Royal Patronage is

addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits

การประชุมร่วมครั้งที่ 2/2562 เมื่อวันที่ 1 มิถุนายน 2562 รวมถึงสานต่อโครงการต่าง ๆ ที่เป็นข้อตกลงร่วมกันให้เกิดผลสัมฤทธิ์อย่างรวดเร็ว เช่น โครงการ One-Stop Service ที่เปิดตัวอย่างเป็นทางการเมื่อวันที่

debenture crowdfunding,” SEC Assistant Secretary-General added. SEC revised its regulations and drafted notification on crowdfunding by including debentures as one of the securities offered. The

main themes adopted by the IOSCO.   Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “As one of the SEC’s key missions is to promote financial stability for sustainable well-being of the

for 2 months. Taking into account that {A} had already been suspended by her employer for one month; the suspension imposed by the SEC shall remain for additional one month, effective from September 15

, regular review of documents and evidence on one?s own investment portfolios sent from the responsible intermediaries is another way to protect one?s own assets.? ______________________ *Clause 20(1) of

Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which

Bangkok, June 23, 2011 ? The SEC has suspended two investor contacts Meaunchit Limpodom of Siam City Securities Co., Ltd., and Kruawan Rittiwong of United Securities Plc., for six months and one year

therefore barred {A} from performing any management position of securities company and suspended his securities investment analyst approval status for one month. In cases of the other securities investment