Notified Date Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory
Date Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox
Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 19/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
to be insufficient for the provision of audit service to listed companies and potential fundraisers in the capital market that are expected to increase upon economic recovery. To address this issue
capital falls below the minimum requirement level, company must submit notification outlining cause and corrective plan to the SEC within 15 days as well as make necessary corrections within the notified
other returns when an event occurs that may impact their net capital, as determined by the SEC. This aims to provide greater flexibility and suitability. A transitional provision allows business
. ------------------------------- The Securities and Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 20/2547 Re: Rules for Derivatives Fund Management ______________________ To assure investors
Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 20/2547 Re: Rules for Derivatives Fund Management ______________________ To assure investors that the derivatives fund