) Notification of the Capital Market Supervisory Board No. Tor Thor 39/2555 Re: Providing Compliance Unit of Intermediary dated 14 August 2012; (3) Notification of the Office of the Securities and Exchange
submitted securities trading orders through the client's account for the benefit of his own and others. In addition, such securities trading used proceed from loan whereby {B} acted as intermediary to
investment characteristics similar to unit; “ derivatives broker ” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546
; “derivatives broker” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546 (2003). Clause 3 Maintenance of the net capital by
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Subsidiary RTN Insurance Broker Company Limited RTN Insurance Broker Company Limited which is principally engaged in life and non-life insurance brokerages and start operation during in the first quarter of
2.12% and 477.48 million baht or 6.64% respectively. Operation Performance of Subsidiary RTN Insurance Broker Company Limited RTN Insurance Broker Company Limited which is principally engaged in life and
million baht or 6.64% respectively. Operation Performance of Subsidiary RTN Insurance Broker Company Limited RTN Insurance Broker Company Limited which is principally engaged in life and non-life insurance
’ equity decreased 396.23 million baht or 5.16% respectively. Operation Performance of Subsidiary RTN Insurance Broker Company Limited RTN Insurance Broker Company Limited which is principally engaged in