trading transactions regularly. In case of doubtful authenthicity, investors should seek clarificatioin from the back office of such securities firm. It should be reminded also that money for trading
delighted that we laid a firm foundation today for the stronger cooperation between the FSC and the SEC which celebrates its 20th anniversary of playing a vital role in the development of the Thai capital
are underestimated and (3) familiarity bias: making decision based on familiarity such as investing in the firm for which the investor is working. As the regulator, the SEC has put more weight on
on securities and exchange(SC); □ A life insurance company under the law on life insurance business; □ A financial institution established under specific law according to the Notification of the
securities company under the law on securities and exchange(SC); □ A life insurance company under the law on life insurance business; □ A financial institution established under specific law according to the
COMPANY LIMITED BANGKOK EXPRESSWAY PUBLIC COMPANY LIMITED BANGKOK INSURANCE PUBLIC COMPANY LIMITED BANGKOK LAND PUBLIC COMPANY LIMITED BANGKOK LIFE ASSURANCE PUBLIC COMPANY LIMITED BANGKOK POST PUBLIC
commercial bank under the law on commercial bank; (2) a finance company under the law on undertaking of finance business, securities business, and credit foncier business; (3) a life insurance company under
incriminated nor prosecuted under the laws, either Thai or foreign, on securities and exchange, finance company, securities company and credit foncier, commercial bank, life insurance, insurance or other laws