by solicitation or advertisement of the issuance of the bills for the purpose of raising fund from more than 10 entities at any given time.* In any case, any bills with the following characteristics
With the view to ensure more effective oversight, the SEC has sought comments on the proposed revisions regarding the issuance of debt securities of the LiVEx listed companies,* such as determination
fees from audit firms and auditors in the capital market, and (3) the determination of penalties on audit firms and auditors in the capital market. The objectives of the amendment are to promote the
determination of cornerstone investor as institutional investor would help to prevent share allocation to investors whose inappropriate trading behaviors may affect public confidence in the capital market
securities company as an investment consultant), jointly manipulated the TAPAC share price by executing trading orders of such share in such a manner that stimulated the share's movements, and arranging low
this year. The Capital Market Supervisory Board approved the revision of regulations concerning cross-border offerings of debt securities and CIS in line with ASEAN Capital Markets Forum (ACMF)?s
debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
Bangkok, 6 October 2016 ? The SEC has banned eight directors and executives of Nation Multimedia Group Public Company Limited (NMG) for having improper characteristics as specified in the SEC